Trainee Financial Advisor Resume

Posted in Advisor Resume Examples

Steve Lane

1824 Rose Street

Covelo, CA 95428



Career Objective Looking for work within your organization as a Trainee Financial Advisor.

Summary of Qualifications:

  • Strong accomplished experience of investment management and financial planning
  • Good understanding of financial principles and practices
  • Good knowledge of company’s working structure, policies, mission, strategies, and compliance guidelines
  • Ability to organize and manage multiple tasks and assignments
  • Passion to grow current financial knowledge
  • Proven ability to develop relationship and business partnering
  • Ability to maintain effective working relationships with staff and others
  • Excellent communication and interpersonal skills
  • Strong leadership, management and motivational skills

Work Experience:

Trainee Financial Advisor, August 2005 – Present

Bank Of America, Covelo, CA

  • Identified performance hurdles and developed book of business.
  • Assessed customer needs, referred and provide solutions.
  • Recommended investment products and services to clients.
  • Overseen referral activities and followed up with customer.
  • Planned and managed resources to run a productive practice.
  • Established and maintained relationship with the management team and adhered to guidelines and policies.

Trainee Financial Advisor, May 2000 – July 2005

Raymond James, Covelo, CA

  • Evaluated customers in terms of financial needs, current holdings, and available investment capital and helped them identify their investment objectives.
  • Advised customers on investments and made suitable recommendations.
  • Managed customer accounts and maintained records.
  • Explained various securities market strategies and key factors.
  • Obtained and verified customer’s purchase and sale instructions, and followed up on completion of transactions.
  • Oversaw customer’s portfolio and made suitable recommendations.


Bachelor’s Degree in Finance, Midland College, Midland, TX

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  • March 1, 2020Create Date
  • March 1, 2020Last Updated

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