Brokerage Clerk Resume

Posted in Broker Resume Examples

Earl Cedeno

1548 Westwood Avenue

Huntington, NY 11743



Job Objective To obtain a Brokerage Clerk position that will allow me to utilize my skills and has potential for growth.

Highlights of Qualifications:

  • Extensive experience in financial service sales and marketing
  • Huge knowledge of word processing and financial spreadsheet programs
  • In-depth knowledge of mutual fund operational processes
  • Wide knowledge of Mutual Funds, transfer agency operations and trading
  • Proficient with MS Word, Excel, PowerPoint, and the Internet
  • Amazing ability to work autonomously
  • Superior communication and problem solving skills
  • Excellent interpersonal skills, administrative and time management skills

Professional Experience:

Brokerage Clerk

Tri-State Employment, Huntington, NY

August 2005 – Present


  • Coordinated with customers and coworkers.
  • Maintained security transactions and scheduled transfers and delivery of security certificates.
  • Outlined forms and operated standard office machines.
  • Reviewed daily stock prices.
  • Calculated total holdings, dividends and interest and transfer taxes.
  • Formulated reports and verified ownership and transaction information.

Brokerage Clerk

Wells Fargo, Huntington, NY

May 2000 – July 2005


  • Interrogated aged debtors report and identified overdue balances.
  • Identifying the nature of items comprising overdue balances.
  • Coordinated with clients and brokers.
  • Handled trade related queries and coordinated with Brokerage Assistant and Primary Bankers.
  • Formulated aged debtors reports and presentation.
  • Drafted rates letters and distributed to clients.


Bachelor’s Degree in Finance

Sarah Lawrence College, Bronxville, NY

  • 1.0.0Version
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  • March 1, 2020Create Date
  • March 1, 2020Last Updated

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