Futures Broker Resume

Posted in Broker Resume Examples

Neil Behrends

311 Byers Lane

Sacramento, CA 95814



Job Objective To secure a position as Futures Broker with established firm in which I can continue to grow and excel in this field for the good of the company.

Summary of Qualifications:

  • Good experience working within the futures and options industry
  • Strong knowledge of the Futures and options markets, predominantly Fixed Income exchanges
  • Familiarity with Eurex, LIFFE, CME and CBOT
  • Strong Knowledge of regulatory environment in relation to Futures and Options
  • Solid understanding of the working of electronic markets and execution systems
  • Proficient with Microsoft Office Products
  • Strong project management and organizational skills
  • Excellent communication and interpersonal skills

Work Experience:

Futures Broker, August 2005 – Present

BNP Paribas, Sacramento, CA

  • Provided voice execution service to in-house clients trading listed Financial Futures and Options.
  • Promoted and ensured safety and confidentiality of the electronic trading platform.
  • Maximized internal trading volumes.
  • Monitored market news and events and evaluated the risk and opportunities for clients and the firm’s positions and strategy.
  • Analyzed markets showing trends, resistance and support lines.
  • Prepared and delivered commentary of news and large market movements.
  • Ensured best execution for both internal and external clients.

Futures Broker, May 2000 – July 2005

PhillipCapital, Sacramento, CA

  • Managed sales & marketing, dealing and executing retail, corporate, institutional, foreign clients and inter broker futures trades
  • Checked and ensured adequacy of clients’ fund and availability of position and trading.
  • Monitored Clients’ position, servicing a portfolio of clients and furnish clients with market info.
  • Ensured client observes Exchange rules, regulations and company policies.
  • Provided training and guidance to junior staff.
  • Managed production of month end invoices and rebate charges.
  • Provided cover to other FIFED locations for pre-open and end of day periods.


Bachelor’s Degree in Finance, South Suburban College, South Holland, IL

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  • March 1, 2020Create Date
  • March 1, 2020Last Updated

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