Research Compliance Officer Resume

Richard Mitchell

407 Emily Renzelli Boulevard

San Jose, CA 95131



Job Objective Seeking a Research Compliance Officer position within a highly established organization in which my skills can be enhanced to benefit the organization.

Highlights of Qualifications:

  • Huge knowledge of research and regulatory compliance management
  • Deep knowledge of human subjects protections
  • Familiarity with Research Compliance
  • Wide knowledge of FINRA Rule 2711 and the Equity Research Settlement
  • Amazing ability to manage independently
  • Outstanding ability to evaluate processes
  • Excellent interpersonal skills
  • Superior problem solving skills

Professional Experience:

Research Compliance Officer

University of Miami, San Jose, CA

August 2005 – Present

  • Aided research compliance on Corporate Compliance Committee.
  • Coordinated with Compliance Officer.
  • Managed development and enforcement of research compliance education.
  • Maintained lines of communication across organization.
  • Corresponded with Research Administration and Human Resources.

Research Compliance Officer

University Of Miami Miller School Of Med, San Jose, CA

May 2000 – July 2005

  • Assisted senior leadership and global coordination of Research Compliance Team.
  • Imparted assistance with supervisory procedures.
  • Outlined compliance training programs.
  • Carried out reviews and provided counseling.
  • Handled exam requests from government regulators.


Bachelor’s Degree in Science

York College, York, NE

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  • March 1, 2020Create Date
  • March 1, 2020Last Updated

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