SOX Auditor Resume

Posted in Auditor Resume Examples

Paul Jock

2699 Straford Park

Harlan, KY 40831



Job Objective To secure a position with growing company as a SOX Auditor where my education and special training can be utilized to the fullest.

Highlights of Qualifications:

  • Comprehensive experience in implementing control self-assessment processes
  • Excellent knowledge of SOX Compliance and s.404 testing
  • Skilled in identifying risks & controls, & developing audit tests of controls
  • Excellent skills in the efficient use of Microsoft Excel and Word software
  • Self-starter and the ability to work on multiple projects under pressure
  • Strong analytical and decision-making skills
  • Superior written and verbal communication skills

Professional Experience:

SOX Auditor, August 2005 – Present

Regency Energy Partners LP, Harlan, KY

  • Focused on key operational, accounting, and financial reporting controls within the assigned areas and scope for SOX reviews.
  • Identified key controls, assessed controls for design deficiencies, and updated process.
  • Scheduled testing of operating effectiveness in compliance with tests plans.
  • Detected operating deficiencies and proposed ways to remediate control failures.
  • Identified mitigating controls to minimize risk exposures.
  • Participated in the implementation of new processes and corrective action plans to ensure SOX compliance.

SOX Auditor, May 2000 – July 2005

Premiere Company, Harlan, KY

  • Executed the design reviews and test plans in a timely manner.
  • Executed test plans at assigned locations.
  • Documented work as per established practices and SOX standards.
  • Prepared detailed findings for review with appropriate management personnel.
  • Submitted status reports to compliance executive on time.
  • Ensured to communicate SOX testing results to the appropriate authority.


Bachelor’s Degree in Accounting, Thomas Jefferson University, Philadelphia, PA

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