Financial Compliance Officer Resume

Posted in Officer Resume Examples

Arnold Carrero

3684 Flinderation Road

Chicago, IL 60605



Job Objective Seeking a Financial Compliance Officer position where my skills and experience can assist in growth of the organization.

Highlights of Qualifications:

  • Huge experience with accounting and financial systems in a complex setting
  • Solid knowledge of strategic financial planning, financial and investment
  • Extensive knowledge of debt financing, cash flow management and investment strategies
  • Familiarity with federal consumer lending compliance statutes and regulations
  • Proficient with consumer deposit account compliance statutes and regulations
  • Strong ability to multitask in a fast paced and dynamic work environment
  • Exceptional ability to work with minimal supervision

Professional Experience:

Financial Compliance Officer

UBS Financial Services, Chicago, IL

August 2005 – Present

  • Detected and prevented illegal, improper and unethical conduct in the organization.
  • Communicated with other departmental staff to discuss with them the compliance issues.
  • Obtained corporate attorney’s legal advice in dealing with difficult and unresolved issues.
  • Carried out diversified role of Reinvestment Act Officer, and Bank Security and Safety Officer.
  • Performed roles of Bank Secrecy and Privacy Officer.
  • Reviewed and updated compliance standards to ensure continuity of financial services.

Financial Compliance Officer

ING Financial Services, Chicago, IL

May 2000 – July 2005

  • Supervised all borrowing and cash management functions.
  • Provided financial accounting and reporting support for all institute funds and sponsored programs.
  • Served as the Institute’s bond compliance officer.
  • Planned and executed financial transactions of the Institute, ensuring adequate cash balance.
  • Ensured all activities are in compliance with finance, accounting and regulatory standards.
  • Provided financial information to support strategic financial analysis and decision-making process.


Bachelor’s Degree in Business Administration

Mississippi College, Clinton, MS

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  • March 1, 2020Create Date
  • March 1, 2020Last Updated

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