Compliance Executive Resume

When writing a Compliance Executive Resume remember to include your relevant work history and skills according to the job you are applying for. Whether you're seeking an entry-level position or have been in your career for a few years, exposing your relevant achievements in your resume can allow you to stand out and get that job interview.

This resume example is a great representation of what a hiring manager is looking for in a Compliance Executive Resume. Feel free to use this example for reference as you create your own resume or use this easy resume builder that will guide you through every step of your building your resume in just a few minutes.

Here is the Compliance Executive Resume example:

Robert Zepeda

3955 Better Street

Fort Worth, KS76102

(555)-555-5555

[email]

Job Objective Experienced Compliance Executive seeking employment with reputable organization where my skills and training can be a positive contribution to company.

Highlights of Qualifications:

  • Exceptional experience in a Compliance role within the financial services and funds industry
  • Good expertise in the interpretation of legislation and regulation relating to financial services
  • Huge knowledge in implementing assurance and compliance frameworks, processes, tools and technology in a complex environment
  • Outstanding knowledge of AML, Data Protection and Consumer Protection related regulation
  • Solid written and verbal communication skills and positive interpersonal skills

Professional Experience:

Compliance Executive

Bank Of America,Fort Worth, KS

August 2007 – Present

  • Ensured reliability of all material controls for internal and external purposes.
  • Managed and implemented annual risk-based business assurance and compliance monitoring program.
  • Prepared Terms of Reference and testing plans for assigned reviews.
  • Tested relevant controls and processes.
  • Prepared reports and action plans related discrepancies.

Compliance Executive

Citigroup, Fort Worth, KS

May 2004- July 2007

  • Advised to operational and support departments including Transfer Agency and Fund Accounting.
  • Assisted in the provision of support to Compliance and Business Projects.
  • Assisted in and supported Compliance Strategy & Program.
  • Managed Compliance Department’s Compliance Monitoring Program.

Education

Bachelor’s Degree in Business

Naropa University, Boulder, CO

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  • March 1, 2020Create Date
  • March 1, 2020Last Updated