Prime Broker Resume

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Here is the Prime Broker Resume example:

Leonard Brown

3228 Pinnickinnick Street

West Osbornsville, NJ 8723

(555)-555-5555

[email]

Job Objective Searching for the opportunity to work as a Prime Broker with growing company in which my abilities will be an asset to company.

Qualifications:

Strong a experience in financial services, and clearing firm
Deep knowledge of clearing, prime brokerage and hedge funds
Exceptional knowledge of FHA, VA, FNMA and FHLMC guidelines and standards
Proficient in MS Office suite, basic SQL, S Plus, Matlab and Perl
In-depth knowledge of broker dealer regulation and legal issues relating to prime brokerage and securities lending.
Extensive analytical and technical skills
Strong presentation and communications skill

Professional Experience:

Prime Broker, August 2005 – Present

TheLadders.com, West Osbornsville, NJ

Provided regulatory guidance and advised Prime Services business and support areas.
Conducted research of rules, regulations relating to Prime services asset classes and business.
Managed and resolved issues that impact Prime Services.
Developed and implemented policies and procedures for all aspects of Prime Services.
Liaised with Regulatory Affairs or directly with Regulators.
Supported trade operations and resolved disputes.

Prime Broker, May 2000 – July 2005

Sharp Decisions, Inc., West Osbornsville, NJ

Managed sophisticated client issues with the ability to solve problems and enhance client trading, operations and accounting relationships.
Handled client requests and cross sold firm products.
Managed trade verification, confirmation settlement, accounting and reconciliation of equity, option, fixed income, swaps and restricted stock transactions.
Maintained records of new and existing clients.
Supported trade operations.
Resolved disputes.

Education

Bachelor’s Degree in Business Administration, Oglethorpe University, Atlanta, GA