Stock Broker Resume

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Here is the Stock Broker Resume example:

George Torres

3290 Stanton Hollow Road

Acton, MA 1720

(555)-555-5555

[email]

Job Objective Seeking the opportunity to utilize my skills as an experienced Stock Broker while helping company excel and meet long-term goals.

Qualifications:

Extensive experience with online brokerage industry
Outstanding knowledge of financial and stock market trading business
Familiarity with financial derivatives (credit, interest rate, and futures)
Sound knowledge of International stock purchase and equity plan design and administration
Good knowledge of securities processing and financial markets
Solid understanding of DFM/ADX regulations and compliance
Proficient with Equity Edge software, FAS123R and stock administration software
Ability to manage multiple tasks, priorities and deadlines.
Excellent writing skills, strong verbal and interpersonal communication skills

Experience:

Stock Broker, August 2005 – Present

Scottrade, Inc., Acton, MA

Established and maintained new accounts.
Executed trades for customers requested via walk-in and over the phone.
Provided stock quotes and news to customers.
Accepted customer checks and stock certificates.
Followed up on pending ACATS transfers.
Handled customers inquiries related to website and assisted customers when the internet is down.
Educated customers as to the workings of the market.

Stock Broker, May 2000 – July 2005

Axa Equitable, Acton, MA

Developed and maintained client base.
Updated client’s plan and acquired new clients on an ongoing basis.
Determined changes in client’s financial status.
Provided knowledgeable, objective equity and fixed income guidance and customized strategies to consumer.
Worked with margin accounts, give buying power, and balances.
Followed up on leads from potential customers.

Education

Bachelor’s Degree in Finance, Oglala Lakota College, Kyle, SD